As the end of the reporting period approaches for non-LPCC firms, is your firm prepared to submit REP008?
Blog
FCA publishes final rules and guidance for the new Consumer Duty
The FCA has published its’ Consumer Duty Policy Statement and Finalised Guidance. What do firms need to know?
The Rise of the Digital Pandemic
When discussing cyber threats, it is usually I.T. system failures or data breaches that come to mind. How has wireless technology increased the risk of physical damages?
Preparing an Effective Business Case
When deciding on whether to deliver a project or pursue a course of action, there should be a clear business case for doing so. What needs to be included in a business case and why is it important?
Workplace Temperatures Debate Heats Up
The recent heatwave in the UK has resulted in calls for a maximum and minimum temperature limit for working safely. What measures are in place to ensure businesses look after their employees during extreme weather conditions?
Consumer Duty: The Next Stage in the Evolution of Financial Services Regulation
UK financial services regulation has evolved over the past sixteen years or so, as regulators have sought to provide positive outcomes for consumers and reduce the risk of harm in the market. Consumer Duty, however, takes this consumer-focused regulation to the next level. What should firms be focussing on?
FCA Warning on Fake Emails
The FCA has recently updated its list of fake FCA emails to include recent reports of fraudulent activity.
FCA Board Minutes Cover New Consumer Duty
The FCA has published its board minutes from a meeting on 26 May, covering, among other things, an update on the Consumer Duty.
Is Employee Surveillance Increasing Beyond the Workplace?
Employee surveillance has reportedly increased since the start of the pandemic. What impact does this have on employee productivity?