The FCA has issued a Final Notice for Bluefin Insurance Services Limited, imposing a penalty of £4,023,800...
Gender Inequality in the Workplace
February 2018 marks the centenary of women’s suffrage in the United Kingdom; while 100 years may have passed since this landmark achievement, gender inequality is still present in the workplace.
Employers need to be mindful of the challenges associated with gender issues and should identify and address unconscious biases, indirect discrimination or inappropriate behaviour that might exist in their workplace.
Threshold Conditions - Do you understand the requirements?
Failure to meet any of the five Threshold Conditions will mean that you are in breach of FCA rules - do you fully understand the requirements?
The Regulatory Horizon - 2018 and Beyond
As the year-end approaches, we have dusted off the crystal ball, stirred the tea leaves and rubbed the lucky rabbit's foot to try and see what is in store for insurance brokers in 2018.
To control or not to control: that is the question…
Many firms have the permission to ‘hold and control’ client money, but the question is, do they need both hold and control?
Understanding the value of consultancy support
Steve Walton reflects on his experience of both engaging an external consultancy and working within a consultancy role.
What is risk?
‘Risk culture’ has received a lot of attention following the financial crisis. RWA's Compliance & T&C Manager, Kirk Ford, provides an overview of risk and how each firm should approach their risk culture.
New courses available on the Development Zone
Our ever-growing course catalogue now has even more to offer our learners...
An Appointed Representative (AR) by any other name?
Is dealing with Ancillary Insurance Intermediaries (AIIs) causing confusion?