Under the new Consumer Duty, what level of responsibility do customers hold for their own outcomes?
REP021 – A Reminder
With the REP021 deadline fast approaching, is your firm prepared to meet the reporting requirements?
Consumer Duty - Expectations for Products and Services
With the final details of the Consumer Duty confirmed, how are firms expected to implement the new rules across their products and services?
FCA confirms new rules for firms with Appointed Representatives (ARs).
The FCA has confirmed new rules to increase firms’ responsibility for the oversight of their Appointed Representatives (ARs). What are the implications for Principal Firms?
What is the Consumer Principle?
Last week, the FCA issued its policy statement and finalised guidance in relation to the new Consumer Duty. So, what is required under the new Consumer Principle?
REP008 – A Reminder
As the end of the reporting period approaches for non-LPCC firms, is your firm prepared to submit REP008?
FCA publishes final rules and guidance for the new Consumer Duty
The FCA has published its’ Consumer Duty Policy Statement and Finalised Guidance. What do firms need to know?
Consumer Duty: The Next Stage in the Evolution of Financial Services Regulation
UK financial services regulation has evolved over the past sixteen years or so, as regulators have sought to provide positive outcomes for consumers and reduce the risk of harm in the market. Consumer Duty, however, takes this consumer-focused regulation to the next level. What should firms be focussing on?