Kirk Ford provides an overview of the different approaches to regulation.
Fair Analysis: Exploding the Myth of Customer Advantage?
Robin Wood follows up his recent article with further debate on fair analysis.
Are You Looking to Appoint a New Director or Partner?
Terence Clark explains why firms must obtain regulatory approval prior to appointing a new director or partner.
Brexit, international trade and the potential implications for the GI sector
RWA recently spoke with a leading insurance broker regarding the threat of Brexit to the UK GI sector, and in particular, on one of their specialist areas, international trade.
FCA Proposes Changes to the Financial Ombudsman Service (FOS)
The FCA has announced several proposed changes to the FOS which will impact upon all firms.
The Financial Regulators Complaints Commissioner
Did you know that there is a Complaints Commissioner set up to deal with complaints against the regulator?
Q3 2018 Summary of FCA Communication Documents
The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from July - September 2018.
If you are an appointed person or are responsible for compliance within your firm, it is important that you scan through the review, to keep up to date with the latest FCA documentation.