Tom joined RWA in 2006 and was part of the executive team that helped grow the company into one of the leading general insurance FCA compliance consultancies in the UK. He is now Head of Commercial for UKGI Group's consultancy division, and has been working closely on the harmonisation of RWA into UKGI. Tom also leads the Searchlight Insurance Training team, part of UKGI Learning Solutions.
Searchlight & UKGI Launch New Compliance For Insurance Professionals Training Programme
Searchlight Insurance Training is delighted to launch a new compliance training programme with UKGI Compliance Consultancy. This new modular programme will see a different half-day webinar training session being delivered each month over the course of a year. Aimed at those working in an insurance compliance role or who are new to insurance compliance, this unique programme will give delegates the key information and guidance needed to understand not only what the rules say, but also how to apply the key themes within the business so that compliance becomes an enabler, not a blocker.
The course topics and dates for this cohort are:
- Introduction to Compliance and the FCA - June 2023
- SM&CR and Governance Structures - July 2023
- COCON - August 2023
- Financial Promotions - 28th September 2023
- Complaints and RCA - 26th October 2023
- Appointed Representatives - 30th November 2023
- Consumer Duty - 13th December 2023
- Product Governance - 25th January 2024
- T&C Frameworks - 22nd February 2024
- Risk Management Frameworks - 21st March 2024
- TOBAS review Insurance Monies Arrangements - 25th April 2024
- Client Money - 23rd May 2024
Spaces are limited to ensure that delegates benefit from an interactive online learning environment.
Each topic is delivered by a different UKGI compliance specialist who will share practical examples, experience and guidance for compliance professionals.
The first three sessions will be delivered by UKGI MD, Nikki Bennett, who will be providing engaging and interactive training sessions using real-life examples from her 30-year career in insurance to help compliance professionals understand what is required from them by the regulator.
Each session for this cohort costs only £150 + VAT.
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We are delighted to add the below feedback from the first three sessions:
"Putting the regulation into practice and bringing it to life operationally, I thought was great and again really helps with understanding and day-to-day application and the importance of those governance structures."
"Breaking the elements down in plain English makes it so much easier to understand and less overwhelming."
"Even though I’ve handled compliance for a bit longer than some others, I’ve never had formal training like this and wish I’d had it years ago."
"The learning has most definitely helped me in both my personal and professional development. I have a better understanding of compliance and its importance within a business."
"The presentation and approach by Nikki throughout the training was second to none. She had a way of putting everyone at ease, Nikki had a way of including everybody in discussions in such a way there was no awkwardness or uncomfortableness."
"I have a better understanding of compliance and its importance within a business."
Tom Wood
UGKI