At RWA we know a lot has happened in the last year. It’s been a difficult time for insurance brokers and their clients and we understand there may be certain developments that have crept up on you.
Even without exploring new regulations relating to COVID-19, there are a lot of things on the regulatory horizon that brokers need to ensure they are prepared for.
It is hard to avoid news of the looming Brexit deadline and despite the uncertainty around what leaving the EU will mean, firms should have assessed the potential impact and have plans in place for a range of circumstances.
Additionally, even though the FCA has extended the Certification Regime and Conduct Rules training deadlines to 31 March, they have made it clear that, regardless of the ongoing difficulties, no further extensions will be made, and that firms should not delay the process but instead, use the extension to ensure they can meet all the required elements.
As you may gather from their standing on this, even in these uncertain times, the FCA are still relentless in ensuring firms are staying up to date with all their regulatory requirements.
That’s why RWA have launched our FREE, no obligation, regulatory horizon gap analysis.
Our mini-audit has been specifically designed to target key points of the latest FCA regulation, from both Brexit and SM&CR to vulnerable customers, operational resilience, pricing practices and more!
Once you have registered your interest (by clicking the link below), we will arrange a convenient time for one of our experienced compliance consultants to take you through a series of concise, focussed questions. We will then produce a report outlining any risks that you may be facing.
Following this, we will provide recommendations on what actions you need to take next, to ensure you can remain compliant. We will also explain how RWA can make your life easier by guiding you through this changing regulatory landscape.
Let us help you build a stronger, more resilient, and compliant business.
Sign up for our FREE regulatory horizon gap analysis at - Gap Analysis | RWA Consultancy
Or for any further information, get in touch! firstname.lastname@example.org 01604 709 509