Ash was Managing Director at RWA from 2018. He had over 15 years’ experience in the legal and compliance field and ten years in broker sales and leadership roles in national and global insurance firms. Sadly, Ash passed away suddenly in August 2021.
Q3 2019 Summary of FCA Communication Documents
The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from July to September 2019.
If you are an appointed person or are responsible for compliance at your firm, it is important that you scan through the review, to keep up to date with the latest FCA documentation.
We have highlighted in red the documents which are relevant and provided links to the FCA website for further reading.
Click here to take you to the review document.
As always, if you have any questions, please contact a member of the RWA team.