Q2 2019 Summary of FCA Communication Documents

The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from April to June 2019.

If you are an appointed person or are responsible for compliance at your firm, it is important that you scan through the review, to keep up to date with the latest FCA documentation.

We have highlighted in red the documents which are relevant and provided links to the FCA website for further reading.

Click here to read the the review document.

As always, if you have any questions, please contact a member of the RWA team.

About the author

Ash is Managing Director at RWA. He has over 15 years’ experience in the legal and compliance field and ten years in broker sales and leadership roles in national and global insurance firms.

He is highly skilled in the application of risk-based regulation, working closely with businesses at executive and board level to develop commercially viable, compliant systems and controls. Ash is adept in providing solutions-based interpretations of the FCA’s technical standards and facilitating the transfer of compliance skills and education needed for businesses to self-manage their own compliance and training needs.

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