RWA to Host SM&CR Workshop

RWA is hosting a SM&CR workshop on 12th September 2019 at the Chateau Impney Hotel, Droitwich, Worcestershire.

The event will give practical guidance and cover what firms need to know to be prepared for the implementation of the new regime on 9th December 2019.

It will provide an overview of SM&CR, as well as guidance on the conduct rules, the certification regime and organisational culture.

John King will be working alongside the RWA team to deliver the workshop. John has a wealth of regulatory experience, having spent 16 years with the FCA in front line supervision. SM&CR is a key priority for the FCA in improving governance and culture, so it’s important for firms to be aware of what they need to do to be prepared for the new regime.

To register for the event, please click hereIf you would like more information, please get in contact with the RWA team or your dedicated business manager. 


About the author

Ash is Managing Director at RWA. He has over 15 years’ experience in the legal and compliance field and ten years in broker sales and leadership roles in national and global insurance firms.

He is highly skilled in the application of risk-based regulation, working closely with businesses at executive and board level to develop commercially viable, compliant systems and controls. Ash is adept in providing solutions-based interpretations of the FCA’s technical standards and facilitating the transfer of compliance skills and education needed for businesses to self-manage their own compliance and training needs.

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