Q1 2019 Summary of FCA Communication Documents

The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from January to March 2019.

If you are an appointed person or are responsible for compliance at your firm, it is important that you scan through the review, to keep up to date with the latest FCA documentation.

We have highlighted in red the documents which are relevant and provided links to the FCA website for further reading.

The link below will take you to the review document:

Click here to review the document

As always, if you have any questions, please contact a member of the RWA team.

About the author

Terence has over 35 years' experience in the Financial Services environment, covering general insurance, investments and mortgages.

Before joining RWA, Terence worked for a large PLC insurance brokerage in Manchester, overseeing some 20 acquisitions. He served as Compliance Director at RWA from 2011 to 2018 and has worked with insurance broking firms of all sizes across the UK. He has a particular interest in Financial Crime and the protecting the insurance broker. Terence previously served as Executive Chairman of the Association of Professional Compliance Consultants (APCC), the professional body for the compliance consultancy sector.

Get RWA Insight In Your Inbox

Regular business news and commentary delivered direct to your inbox each week. Sign up here