The FCA fined Kristo Käärmann £350k for breaching a Senior Manager Conduct Rule after his tax evasion emerged via a third party, emphasising the importance of firms being open with the regulator, conducting annual fitness and propriety declarations, and Boards maintaining robust oversight arrangements.
Blog
Supporting Men’s Mental Health in the Workplace
November is Men’s Mental Health Month and, as the new month approaches, it’s important to discuss and reflect on how employers and colleagues can better support men who may be struggling with their mental health.
Reports of non-financial misconduct increase by 72% in three years, according to FCA survey
The number of reported incidents of non-financial misconduct in the financial services sector rose by more than 70% over three years, according to a recent FCA survey.
Balancing Productivity and Professional Development: EY Dismissals Highlight Strain on Culture of Continuous Learning
Ernst & Young (EY) has dismissed several employees for completing multiple online training courses simultaneously, raising questions about whether firms sufficiently support employees' professional growth alongside their regular workloads and enable an organisational culture of continuous learning.
FCA to Investigate Premium Finance Market
Following rising concerns about the increase in insurance costs, and the launch of the UK Government’s motor insurance taskforce, the FCA has announced that it will review the premium finance market.
Looking to the future of e-learning
This article outlines how the Development Zone team have explored the use of alternative course models to deliver learning in different ways to complement a range of learners and topics.
ADHD Awareness Month: 6 ways employers can support those with ADHD
To honour ADHD awareness month, this article explores ways that a workplace can better meet the needs and unlock the potential of individuals with ADHD.
Insurers given ultimatum on insuring new fossil fuel projects
Multiple insurers this week have received a message from activist group Extinction Rebellion: “Make a pledge to get out of new oil, coal and gas – or face actions and protests.”
Distributing Fair Value Insurance Products
Following the recent FCA Thematic Review which heavily criticised the industry for failing to adequately take on board the demonstration of fair value, this article explores steps that distributors can take to ensure that they evidence their approach.