Blog

RWA is hosting a SM&CR workshop on 12th September 2019 at the Chateau Impney Hotel, Droitwich, Worcestershire.

Under SM&CR, the FCA is placing increased emphasis on non-financial misconduct in firms and encouraging positive organisational cultures. Does your firm take incidents of bullying and harassment seriously?

The term ‘competent’ is frequently used – but how many people actually understand what it means? Robin Wood explains training and competence.

RWA is delighted to be working with John King, who left the FCA in April after 16 years in front line supervision. John brings wide-ranging and pragmatic regulatory knowledge to provide high-level compliance support.

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