Do you know the difference between a commercial customer and a consumer? Seems like a straightforward question, right?
Can a fee be charged for arranging credit?
Terence Clark explores the practice of charging a fee for arranging credit...
Completion of Form J on your GABRIEL return
Completing Form J of the GABRIEL return can be daunting. Peter Stokes outlines the process...
Throwing a ‘sickie’ - therapeutic or foolish?
Is there ever justification for an employee who is on sick leave to be anywhere but in their sick bed?
4th Anti Money Laundering Directive - Are you subject to the new regulations?
Terence Clark outlines the scope of the new EU Directive.
Have you been advising your clients correctly about PI Limits of Indemnity?
Robin Wood warns of the dangers of providing incorrect advice regarding PI limits of indemnity.
The potential ramifications of Controlled Functions - if proof was ever needed…
Bruce Fayle highlights why those in Controlled Functions must fully appreciate the potential ramifications of their role.
Terence Clark elected as Deputy Chairman of Professional Body, APCC
RWA Chairman and Compliance Director, Terence Clark, has been elected by his peers to take on the role of Deputy Chairman of the professional body for compliance consultancy firms, The Association of Professional Compliance Consultants (APCC).
CP17/25 Senior Managers and Certification Regime (SM&CR). Are you going to do NOTHING?
Robin Wood details his concerns about complacency in relation to the FCA Consultation Paper on the Senior Managers and Certification Regime (SM&CR).