RWA Regional Business Manager, Peter Stokes, explores the topic of client money account audits.

The Regulator does not want firms to have permissions that they do not need...

Brokers choose the Aviva Development Zone as their preferred e-Learning platform for a wide variety of reasons. Nicola Mathias, RWA e-Learning business development manager, has put together a collection of the most frequently used reasons, based on feedback received from clients.

In preparation for the Insurance Distribution Directive (IDD), the FCA has listed eight critical criteria with regards to your T&C obligations. Stuart Rolls, head of RWA e-Learning, outlines how the Aviva Development Zone can support you in meeting these commitments.

Following the publication of the FCA’s Policy Statement setting out their near final rules for the implementation of the Insurance Distribution Directive (IDD), it has now become clear that the disclosure regime is being extended to all clients not just commercial.

The presentation, which focused on ‘GDPR: The risks for SMEs and those who insure them’ was delivered to a packed auditorium of insurance professionals, all keen to learn more about GDPR and the steps they need to take.

Is your renewal process transparent? Terence Clark urges all firms to review their consumer renewal processes to ensure that they meet the FCA expectations.

The FCA has issued an alert for all principals who have Appointed Representatives or Introducer Appointed Representatives (‘ARs’) regardless of sector.

RWA Chairman, Terence Clark, has prepared a brief overview of the Policy Statement PS17/21, which was recently published by the FCA.

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