RWA Regional Business Manager, Peter Stokes, explores the topic of client money account audits.
P2P Permissions - Do you have permissions that you do not need?
The Regulator does not want firms to have permissions that they do not need...
Why Brokers Choose The Aviva Development Zone
Brokers choose the Aviva Development Zone as their preferred e-Learning platform for a wide variety of reasons. Nicola Mathias, RWA e-Learning business development manager, has put together a collection of the most frequently used reasons, based on feedback received from clients.
IDD – Aviva Development Zone is ready and waiting…
In preparation for the Insurance Distribution Directive (IDD), the FCA has listed eight critical criteria with regards to your T&C obligations. Stuart Rolls, head of RWA e-Learning, outlines how the Aviva Development Zone can support you in meeting these commitments.
Commission Disclosure under the Insurance Distribution Directive
Following the publication of the FCA’s Policy Statement setting out their near final rules for the implementation of the Insurance Distribution Directive (IDD), it has now become clear that the disclosure regime is being extended to all clients not just commercial.
Ash Patel delivers key note speech at the Insurance Times’ Cyber Insight conference
The presentation, which focused on ‘GDPR: The risks for SMEs and those who insure them’ was delivered to a packed auditorium of insurance professionals, all keen to learn more about GDPR and the steps they need to take.
Is your renewal process transparent? Terence Clark urges all firms to review their consumer renewal processes to ensure that they meet the FCA expectations.
FCA Alert: Considerations for Principals who have Appointed Representatives or Introducer Appointed Representatives (ARs)
The FCA has issued an alert for all principals who have Appointed Representatives or Introducer Appointed Representatives (‘ARs’) regardless of sector.
Insurance Distribution Directive (IDD) Part 1 Consultation Feedback and Policy
RWA Chairman, Terence Clark, has prepared a brief overview of the Policy Statement PS17/21, which was recently published by the FCA.