UKGI is delighted that Stuart Harris and William Deegan have joined the field consultancy team.
Blog
The insurance industry responds to Labour election win
With a new party set to take control after 14 years of Conservative rule, this article explores the insurance industry’s response to the election result.
Approaching monitoring to drive forward good Consumer Duty outcomes: Products & Services
This article forms the first of a series which will explore how firms can approach and utilise monitoring to drive forward each of the Duty’s outcomes, and evidence this to the regulator.
FCA consult on extending criminal checks for owners and controllers of directly authorised firms
The FCA are consulting on proposals to require criminal/DBS checks to be undertaken for owners and controllers of directly authorised firms in a bid to prevent criminals from owning or controlling regulated firms.
Tips for treating mental health responsibly in ads
This article will highlight things for firms to consider when ensuring that advertisements treat mental health responsibly.
FCA publishes webpage for Principal Firms with OARs
The FCA has published a page ‘Information for Principals with Overseas Appointed Representatives’ containing information outlining additional challenges Principles may face and expectations and practical considerations for OAR oversight.
FCA publishes speech: 'Teamwork: a smart way to tackle financial crime'
The FCA has published a speech delivered by Steve Smart, joint executive director of enforcement and market oversight highlighting the importance of how collaboration and teamwork will play a part in tackling financial crime.
Active Listening: The Key to Success for Insurance Agents
Active listening plays a crucial role for insurance agents. This article outlines the essence of active listening, which goes beyond just hearing and involves understanding the client’s true needs and motivations.
