Blog

Handling client money is one of an insurance broker’s most important tasks – and the FCA will have little sympathy for any firm failing to follow client money rules. Peter Stokes provides a reminder on what you need to know.

The FCA has recently issued a ‘Dear CEO’ letter to all regulated firms regarding the matter of financial promotions.

The FCA has updated its webpages on Brexit.

Robin Wood discusses why insurance brokers have a duty to understand the Ivory Act 2018.

The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from October – December 2018.

The Single Financial Guidance Body (SFGB) has launched, bringing together the provision of debt advice, money guidance and pension guidance.

As one year morphs into another, it is a good time to reflect on a changing trade landscape, but possibly wise to avoid the temptation to make predictions!

From January 2019, Aviva Development Zone users will notice some improvements to the monthly assessments. 

Minutes form a crucial part of the 'memory' of an organisation and there is a legal requirement for them to be taken in some circumstances. Here is a useful guide on effective minute taking...

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