FCA Compliance

The implementation deadline for the new Consumer Duty is now less than two weeks away. This article examines three key questions from the FCA which asks firms what they are doing to support customers with vulnerable characteristics.

The FCA is sending ‘Dear CEO’ letters to selected firms to participate in the second phase of their review of product governance and oversight arrangements.

How will the new guidance affect firms to provide customers with the right support they need through the increased cost of living?

This article, provided by guest authors Robin Wood and Roger Franklin, continues our series looking at an insurance broker’s duty of care and improving the quality of your Professional Indemnity risk management. This week focuses on PI Risk Management.

There’s just over a month left until the implementation deadline for the new Consumer Duty. Is your business prepared?

This article, provided by guest authors Robin Wood and Roger Franklin, continues our series looking at an insurance broker’s duty of care and improving the quality of your Professional Indemnity risk management. This week focuses on key man Insurance.

This article, provided by guest authors Robin Wood and Roger Franklin, continues our series looking at an insurance broker’s duty of care and improving the quality of your Professional Indemnity risk management. This week focuses on Customer Care and the Scope of your Services.

This article, provided by guest authors Robin Wood and Roger Franklin, continues our series looking at an insurance broker’s duty of care and improving the quality of your Professional Indemnity risk management. This week focuses on insurable interest.

While most businesses recognise the value of succession planning, few succeed. 86% of leaders believe succession planning is an urgent priority for their business, yet just 14% think they’re doing it well. In this article, we explore the importance of succession planning.

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