“A profitable broker is not a marker of quality, but a quality broker will always be profitable.” Anon
Introducer Appointed Representatives (IARs) and The Insurance Distribution Directive (IDD)
Terence Clark takes a closer look at one of the more significant changes introduced by the IDD.
Authorisations and ARs under the IDD
Terence Clark outlines two little-known changes regarding Authorisations and ARs under the Insurance Distribution Directive (IDD).
Q1 2018 Summary of FCA Communication Documents
The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from January - March 2018.
If you are an appointed person or are responsible for compliance, it is important that you scan through the review, to keep up to date with the latest FCA documentation.
The Duty Must Prevail
Robin Wood explores a potential regulatory conflict of interest, and the steps brokers should consider to protect their business and fulfil their duty to clients.
The National Cyber Security Centre (NCSC) Report
Terence Clark provides an overview of a recent National Cyber Security Centre (NCSC) report and its implications for brokers with regards to the procedures in place to protect clients and comply with the fifth Threshold Condition of a sustainable and viable business model.
An interview with RWA Business Manager, Peter Stokes
Business Manager, Peter Stokes, chats about his role within RWA and where he sees the future for our clients and us as a company.
Financial Services Compensation Scheme Supplementary Levy for 2017/18
RWA has been made aware that the FCA has begun invoicing most general insurance brokers with regards to a Financial Services Compensation Scheme (FSCS) supplementary levy.