FCA Compliance

The FCA's Director of Cross-Cutting Policy and Strategy recently gave a speech marking three months since the Duty came into force and has stressed that the Duty is not something where firms can simply “tick the box” and move on.

The FCA will be hosting a webinar to help firms understand its expectations now that the Consumer Duty is in force.

The FCA has recently confirmed new measures to support leaseholders in the multi-occupancy buildings insurance market. Alastair Haughton discusses the requirements and implications for insurers and intermediaries.

In this article, former FCA Insurance Supervisor John King shares key points from the ICAEW client money webinar as well as his own insights on the issues arising from client money audits.

UKGI is delighted to announce that our Autumn seminar is returning in November in both London and Chester.

Identifying not just who is complaining but rather who is not complaining is an important step

A recent speech from the FCA’s Nikhil Rathi has highlighted the importance of extending financial inclusion as well as what trends in the industry could provide the solution.  

The FCA has set out its priorities for the insurance market for the next three years, outlining specific risks of harm, and outlining the regulator’s expectations for firms to manage these issues.

The FCA and the PRA have both published their Consultation Papers on Diversity and Inclusion in the Financial Sector. 

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