Insurance Compliance

How should a broker go about conducting a fair analysis?

Terence Clark explains why firms must obtain regulatory approval prior to appointing a new director or partner.

RWA recently spoke with a leading insurance broker regarding the threat of Brexit to the UK GI sector, and in particular, on one of their specialist areas, international trade.

Robin Wood reflects on Broker Expo 2018

The FCA has announced several proposed changes to the FOS which will impact upon all firms.

Did you know that there is a Complaints Commissioner set up to deal with complaints against the regulator?

The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from July - September 2018.

If you are an appointed person or are responsible for compliance within your firm, it is important that you scan through the review, to keep up to date with the latest FCA documentation.

PROD 4 is a part of the IDD, which is being promoted as something alarming by some commentators in the market. Robin Wood outlines what you need to know...

With the Insurance Distribution Directive about to come into effect, it feels like a good time to analyse the results of the baseline knowledge of UK insurance brokers on the market and IDD itself.

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