The FCA has updated its webpages on Brexit.
Insurance Compliance
The Ivory Act and its Impact on Insurance Broking
Robin Wood discusses why insurance brokers have a duty to understand the Ivory Act 2018.
Q4 2018 Summary of FCA Communication Documents
The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from October – December 2018.
Changes to Monthly Assessments
From January 2019, Aviva Development Zone users will notice some improvements to the monthly assessments.
Conflicts of Interest
The FCA have banned a UK investment professional from acting as a non-executive director for ‘failing to act with integrity’ – so what are the duties of insurance intermediaries regarding conflicts of interest?
Fair and Personal Analysis and a Personal Recommendation
Terence Clark takes a look at two new terms which have entered the regulatory dictionary: ‘Fair and Personal Analysis’ and ‘Personal Recommendation’.
Assessing Customer Needs – Considering Vulnerability
Why is it important to have a robust vulnerability strategy?
Understanding the Different Approaches to Regulation
Kirk Ford provides an overview of the different approaches to regulation.
Fair Analysis: Exploding the Myth of Customer Advantage?
Robin Wood follows up his recent article with further debate on fair analysis.
The Old Library
Lion Street
Blaenavon
Torfaen
NP4 9QA