Insurance Compliance

Did you know that there is a Complaints Commissioner set up to deal with complaints against the regulator?

The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from July - September 2018.

If you are an appointed person or are responsible for compliance within your firm, it is important that you scan through the review, to keep up to date with the latest FCA documentation.

PROD 4 is a part of the IDD, which is being promoted as something alarming by some commentators in the market. Robin Wood outlines what you need to know...

With the Insurance Distribution Directive about to come into effect, it feels like a good time to analyse the results of the baseline knowledge of UK insurance brokers on the market and IDD itself.

Kate Foreman explains how a minimum necessary knowledge and understanding of insurance can be revealed and benchmarked via the use of structured assessments.

Terence Clark outlines the rules regarding FOS website statements.

The FCA has launched the first of three phased updates to the Connect platform.

The FCA remind insurance brokers of the need to carry out insurer due diligence and give information to the client.

Terence Clark details a recent change to GABRIEL Section J Reporting.