FCA Compliance

The FCA has issued a ‘Dear CEO’ letter expressing concerns that some firms have failed to understand the impact of the enhanced product governance rules on their business.

The FCA has published its quarterly data which reveals the number of financial promotions that have been amended or withdrawn due to non-compliance with its rules.

The FCA has published its expectations of firms working remotely or with hybrid working models so that they can continue to meet their regulatory responsibilities.

A recent speech by the FCA on measuring and assessing culture in financial services has made it clear that firms still have a lot of ground to make up on the issue of diversity and inclusion.

On the eve of the FCA’s fair value rules coming into effect, Ecclesiastical Insurance has published research revealing two in five brokers are in the dark about how fair value will affect their business.

In this article, Laura Findlay focuses on intellectual wellness, exploring how learning and development can be encouraged in the workplace and what the benefits are.

In this article, Kay Godwin explains the value of compliance officers within regulated firms – and why they are often unsung heroes.

In this article, we look at why every business should have ‘treating customers fairly’ at the core of their culture.

The FCA has published draft guidance on new powers that will allow it to move faster when removing regulatory permissions that are no longer being used by firms.

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