FCA Compliance

Older workers make up a growing percentage of the UK workforce. Katherine Watkins looks at the areas employers need to consider in making their workplace inclusive.

The FCA has announced reforms to its decision-making processes in order to address consumer harm.

The FCA has updated its web page, ‘PS21/11: General insurance pricing practices – amendments’, to provide an update on the Senior Manager Attestation.

The FCA is undertaking work which includes greater scrutiny of firms as they appoint Appointed Representatives (ARs).

The FCA has released its complaints data for the period H1 2021.

The Conduct Rules apply to almost all staff who carry out financial services roles within a firm. Is your firm aware of the training requirements?

We’ve recently reached an exciting milestone on the Aviva Development Zone – in October 2021, we issued our one millionth Open Badge, representing one million successful course completions since the platform was launched.

Undertaking CPD allows individuals to better understand any changes in their industry and to maintain the necessary skills and knowledge to keep up to speed with their peers. This article looks at the benefits of a positive approach to CPD.

The FCA has published its Perimeter Report for the period 2020/2021. In it, the regulator has called for ‘legislative change to address concerns beyond its remit’.

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