Terence Clark takes a look at two new terms which have entered the regulatory dictionary: ‘Fair and Personal Analysis’ and ‘Personal Recommendation’.
Assessing Customer Needs – Considering Vulnerability
Why is it important to have a robust vulnerability strategy?
Understanding the Different Approaches to Regulation
Kirk Ford provides an overview of the different approaches to regulation.
Fair Analysis: Exploding the Myth of Customer Advantage?
Robin Wood follows up his recent article with further debate on fair analysis.
Are You Looking to Appoint a New Director or Partner?
Terence Clark explains why firms must obtain regulatory approval prior to appointing a new director or partner.
Brexit, international trade and the potential implications for the GI sector
RWA recently spoke with a leading insurance broker regarding the threat of Brexit to the UK GI sector, and in particular, on one of their specialist areas, international trade.