FCA Compliance

The FCA has published its quarterly whistleblowing data for Q4 2021. Whistleblowing information provides an insight into what’s happening in FCA-regulated markets and the information provided by whistleblowers allows the FCA to consider potential risks to consumers.

The FCA has fined Barclays Bank Plc £783,800 for oversight failings regarding its relationship with the collapsed payments firm Premier FX.

The FCA has recently made a further update to its ‘questions and answers’ document on the General Insurance Pricing Practices published rules.

BIBA has recently published its 2022 manifesto in which it supports a drive for greater diversity and inclusion in the financial services sector.

There are many benefits to completing CPD, beyond regulatory requirements. This article looks at why you might not want to overlook your professional development.

Businesses are having to work harder and often pay more to attract the talented people they need. This has been referred to as the war for talent. Katherine Watkins explores how best to approach this and ensure your business doesn’t lose out.

The Covid-19 pandemic has had a significant impact on firms. As such, it is critically important for firms to understand the services they provide and make investments in improving their operational resilience to protect themselves, their customers and the industry from disruption.

Change is all around us. Whether this is as a result of the pandemic or coming from a regulatory perspective, change can be disruptive – so it’s important that firms are able to follow a structured change management approach.

The FCA has published a Policy Statement on a new structure to authorisation application fees which will come into effect from 24 January 2022.

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