FCA Compliance

“You never get a second chance to make a first impression so make it one that will set you apart.” Katherine Watkins explains the importance of brand in a competitive market.

Lloyd's of London has issued a fine of £1,050,000 to a member firm over bullying and misconduct. It is the largest ever imposed by Lloyd's independent disciplinary committee and its first for non-financial misconduct.

Alexandra Brown joined RWA as a Client Engagement Associate in late 2021. Here she discusses her role and the support she will be offering to Aviva Development Zone clients.

The FCA has published its quarterly whistleblowing data for Q4 2021. Whistleblowing information provides an insight into what’s happening in FCA-regulated markets and the information provided by whistleblowers allows the FCA to consider potential risks to consumers.

The FCA has fined Barclays Bank Plc £783,800 for oversight failings regarding its relationship with the collapsed payments firm Premier FX.

The FCA has recently made a further update to its ‘questions and answers’ document on the General Insurance Pricing Practices published rules.

BIBA has recently published its 2022 manifesto in which it supports a drive for greater diversity and inclusion in the financial services sector.

There are many benefits to completing CPD, beyond regulatory requirements. This article looks at why you might not want to overlook your professional development.

Businesses are having to work harder and often pay more to attract the talented people they need. This has been referred to as the war for talent. Katherine Watkins explores how best to approach this and ensure your business doesn’t lose out.

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