FCA Compliance

To “act in good faith towards retail customers” is one of three cross-cutting rules under the FCA’s new Consumer Duty but what does it really mean for firms?

A recent Lloyd’s of London bulletin has set out requirements to exclude state-backed cyber-attacks from standalone cyber insurance policies. What impact does this have for firms, and why is it important, now more than ever, to have cyber insurance coverage?

The FCA’s new Consumer Duty introduced three cross-cutting rules. How do they interact with the other elements of the Duty?

Under the new Consumer Duty, what level of responsibility do customers hold for their own outcomes?

With the REP021 deadline fast approaching, is your firm prepared to meet the reporting requirements?

With the final details of the Consumer Duty confirmed, how are firms expected to implement the new rules across their products and services?

The FCA has confirmed new rules to increase firms’ responsibility for the oversight of their Appointed Representatives (ARs). What are the implications for Principal Firms?

Last week, the FCA issued its policy statement and finalised guidance in relation to the new Consumer Duty. So, what is required under the new Consumer Principle?

As the end of the reporting period approaches for non-LPCC firms, is your firm prepared to submit REP008?

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