Insurance Compliance

The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from October - December 2017.

If you are an appointed person or are responsible for compliance, it is important that you scan through the review, to keep up to date with the latest FCA documentation.

John Miller, head of RWA Solutions, outlines the main topics that are being discussed in the London Market.


Terence Clark reflects on the publication of the second Consultation Paper on the proposed new regime.

RWA Chairman, Terence Clark, sets out some sample messages, which firms can use to help meet the FCA's Renewal Transparency expectations.

RWA would like to remind all firms that transact private motor insurance, that the next annual compliance statement for the CMA is due on 1 February 2018.

From the 13th January 2018, you can no longer charge for the use of many types of credit or debit cards, following the implementation of the EU Payment Services Directive.

Do you really know what is going on in your business in a way that helps improve performance and also meets the Regulator’s expectations?


Bruce Fayle explores the FCA controlled function rules and the implications of seeking approval retrospectively.

What is a ‘span of control’? This is a question that every firm should be able to answer, but in my experience, few effectively can.

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