Regulation

Following some recent meetings with the FCA, there are a couple of pieces of information to share.

Who has heard of the PSC? I hadn’t until yet another email popped up on my screen.

At a recent meeting with the FCA’s General Insurance Sector Supervision team, the subject of advised versus non advised sales came up.

Wales based financial services consultancy, RWA, has teamed up with the Cardiff & Vale Credit Union to deliver bespoke specialist training in areas such as FCA Regulations, Dealing with Vulnerable Customers and Treating Customers Fairly (TCF).

The European Commission has announced that agreement has now been reached on a new set of Data Protection rules to apply across the whole of the EU.

The FCA has recently given an indication of where it sees the main focus of activity during the forthcoming year.

Robin Wood of RWA comments on the issues of underinsurance within the insurance industry for Insurance Age

Compliance experts have urged the insurance broking industry to take recommendations about dealing with insistent clients on board, after the Financial Conduct Authority (FCA) published a reminder for pension advisers in June.

The FCA has fined and banned two Directors of a stockbroking and wealth management firm (Pritchard Stockbroking Ltd) for serious failings in relation to the protection of client money.

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