Does your firm have a Business Continuity Plan in place, that adequately addresses ICT issues? If so, when was the last time that it was tested?
The FCA won't worry about a small firm like mine....
In this modern digital age, everybody seems to have access to information about everybody else, so it pays to ensure that what is in the public domain about you is accurate and current, so be vigilant because if you see something and it worries you, it will also worry the Regulator.
Get to grips with your Cyber Risks
In light of the recent ransomware cyber attacks, Terence Clark provides an overview of the key topics each firm must consider in order to get to grips with their cyber risks.
Cyber Liability - Are you protected for the 'just in case' scenario?
‘It’ll never happen to me; I’ve got nothing of interest that they would want…’
Insurance Broker App Gets An Update: Our Meeting Recorder
We are pleased to announce that RWA's Our Meeting Recorder iPhone app has had an upgrade and a bit of a facelift. The latest development now allows insurance brokers to take a photograph of their client visit and attach it to the email as further evidence for future use.
Do you have permissions you don't need? Common questions regarding client money...
Rules or guidance?
Q1 2017 Summary of FCA Communication Documents
Consumer Outcome Strategies - Bolted on or built in?
We should by now, all be familiar with the Regulator's view that firms must be able to show consistently that fair treatment of consumers is at the heart of their business model. It’s not unreasonable for consumers to expect the provision of financial services and products that meet their needs from firms they trust. After all the whole concept of the fair treatment of consumers isn’t ground breaking. It’s not just a regulatory requirement, it’s good business practice, right?