Regulation

Bruce Fayle highlights why those in Controlled Functions must fully appreciate the potential ramifications of their role.

Robin Wood details his concerns about complacency in relation to the FCA Consultation Paper on the Senior Managers and Certification Regime (SM&CR).

The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from April - June 2017.
If you are an appointed person, or are responsible for compliance within your firm, it is important that you scan through the review, to keep up to date with the latest FCA documentation.

The new General Data Protection Regulation (GDPR) comes into force on 25 May 2018, replacing the Data Protection Act (DPA) 1998.

As GDPR will have a significant impact, RWA has prepared a briefing document, which summarises what we know so far and outlines its applicability to the insurance sector.

RWA Director, Ian Ritchie, briefly outlines the implications of failing to properly disclose last year’s renewal premium on renewal documents.

It must be, oh, at least 4 weeks since we last mentioned Cyber in ‘Insight’.

Read on, as someone else is now taking an interest...

Bruce Fayle, audit and conduct risk manager at RWA, highlights the importance of ensuring clients not only receive the necessary paperwork and documentation, but that you are able to adduce evidence that records them as having understood it.

Robin Wood presents RWA's latest white paper, which contains the findings of the recent RWA IDD survey - a must read for every insurance broker.

Kate Foreman and Robin Wood of RWA, review the 5 golden rules of HR in a regulated environment.

Get RWA Insight In Your Inbox

Regular business news and commentary delivered direct to your inbox each week. Sign up here