Bruce Fayle highlights why those in Controlled Functions must fully appreciate the potential ramifications of their role.
CP17/25 Senior Managers and Certification Regime (SM&CR). Are you going to do NOTHING?
Robin Wood details his concerns about complacency in relation to the FCA Consultation Paper on the Senior Managers and Certification Regime (SM&CR).
Q2 2017 Summary of FCA Communication Documents
General Data Protection Regulation (GDPR) - A brief guide
The new General Data Protection Regulation (GDPR) comes into force on 25 May 2018, replacing the Data Protection Act (DPA) 1998.
As GDPR will have a significant impact, RWA has prepared a briefing document, which summarises what we know so far and outlines its applicability to the insurance sector.
Are your consumer policy renewal procedures up to par?
RWA Director, Ian Ritchie, briefly outlines the implications of failing to properly disclose last year’s renewal premium on renewal documents.
Someone else is taking a REAL interest in Cyber Risks
When is ‘reasonably clear’ not clear?
Bruce Fayle, audit and conduct risk manager at RWA, highlights the importance of ensuring clients not only receive the necessary paperwork and documentation, but that you are able to adduce evidence that records them as having understood it.
RWA IDD Survey – The White Paper
Robin Wood presents RWA's latest white paper, which contains the findings of the recent RWA IDD survey - a must read for every insurance broker.