Regulation

Terence Clark provides guidance on the exact wording required for an FCA authorisation statement.

Robin Wood reflects upon a year of change and collates a list of the pertinent rules, regulations and legislation an insurance broker has to think about as we approach 2019.

How should a broker go about conducting a fair analysis?

Cybersecurity is a key issue for the FCA and they will expect you have carried out the necessary work to keep your customers' data secure.

Is dealing with Ancillary Insurance Intermediaries (AIIs) causing confusion?

What do we tell the FCA if our business goes through a rebrand?

Despite the Brexit doom and gloom, we continue to see mergers and acquisitions activity in the general insurance broking arena. 

Training should not be a ‘one size fits all’ process. Each firm will have areas of competence and areas for development, and each member of staff will respond to different learning styles.

Developing a robust training plan, which considers the needs of both the firm and the individual, is a key step in meeting T&C needs.

Get RWA Insight In Your Inbox

Regular business news and commentary delivered direct to your inbox each week. Sign up here