Terence Clark provides guidance on the exact wording required for an FCA authorisation statement.
20 Things an Insurance Broker Needs to Think About
Robin Wood reflects upon a year of change and collates a list of the pertinent rules, regulations and legislation an insurance broker has to think about as we approach 2019.
The Computer Misuse Act 1990 – An issue for you?
Cybersecurity is a key issue for the FCA and they will expect you have carried out the necessary work to keep your customers' data secure.
An Appointed Representative (AR) by any other name?
Is dealing with Ancillary Insurance Intermediaries (AIIs) causing confusion?
When is a change in control not a change in control?
Despite the Brexit doom and gloom, we continue to see mergers and acquisitions activity in the general insurance broking arena.
How can your firm benefit from bite-size face-to-face training?
Training should not be a ‘one size fits all’ process. Each firm will have areas of competence and areas for development, and each member of staff will respond to different learning styles.
Developing a robust training plan, which considers the needs of both the firm and the individual, is a key step in meeting T&C needs.