Even though the FCA have extended the SM&CR deadline, it is clear that firms should use the extension to ensure they can meet all the required elements. Find out how RWA can help guide firms through this changing regulatory landscape.
RegData – What Do I Need to Know?
RegData is the FCA’s new platform for the reporting of regulatory data, replacing Gabriel. What do firms need to do to be ready for the move?
CASS – The FCA Being True to Its Word
As the Covid-19 pandemic continues to test firms’ operational and financial resilience, Bruce Fayle and Grant Scott explore the need for an ‘iron clad’ approach to client money processes.
Brexit Transition Deadline Approaches
As the end of the Brexit transition period approaches, the FCA has published extensive guidance and resources on what firms need to do.
Are you monitoring customer outcomes?
Kirk Ford explains the six customer outcomes that the FCA expects firms to meet to achieve the fair treatment of customers.
Remote Regulatory Meetings
Most of us have had to adjust to virtual meetings during the Covid-19 pandemic but what extra steps and preparations should you take if you have an important meeting, such as one with the regulator?
The Importance of Wind Down Planning
If the worst happens and your business becomes unviable, what would you do to ensure an orderly departure from the market? Nathan Matthews explains the benefits of ‘wind-down planning’ to reduce the risk of harm to consumers and the market.
Fitness, Propriety and Conduct in Financial Services
Firms have a responsibility to reasonably ensure staff are ‘fit and proper’ to carry out their roles. What should firms be doing to implement the FCA’s fitness and propriety requirements?
How has Covid-19 Affected the Value of Insurance Products?
As Covid-19 continues to disrupt our economy and society, the FCA has reminded insurers and insurance intermediaries to review the value of their insurance products by 3 December 2020.