In light of the ongoing coronavirus crisis, the FCA has taken action to extend the closing date for responses to its open consultation papers and Calls for Input until 1 October 2020.
FCA Publishes Information for Firms on Coronavirus Response
The FCA has provided information for firms on its response to the coronavirus outbreak.
RWA Service Update
We would like to reassure our clients that RWA is continuing to operate and will support your business throughout the uncertainty of the coronavirus outbreak. Please read the following important update which explains the actions we have put in place to ensure we can continue to support you.
FCA Makes Speech on Treating Vulnerable Customers Fairly
The FCA has outlined its approach to ensuring firms treat vulnerable customers fairly. Ahead of the publication of the regulator’s new guidance on vulnerability, what should financial services firms be considering?
Delegation and the Conduct Rules
Under SM&CR, Senior Managers must ensure that, where they delegate their responsibilities, this is to an appropriate person and that they oversee this effectively. What does responsible and effective delegation look like in practice?
FCA is Encouraging Firms to Develop Purposeful Cultures
The FCA has published a discussion paper on driving purposeful cultures in financial services. It aims to encourage firms to embed healthy purposeful cultures which will lead to good outcomes for customers, employees and investors.
Coronavirus – The Impact of Self-Isolation
Cases of coronavirus in the UK have continued to increase. What do employers need to consider regarding self-isolation and pay?
FCA Takes Action on Financial Promotions
The FCA has recently banned a number of online adverts issued by a motor finance firm. Here’s what firms need to consider when issuing any financial promotions.