Lloyd's of London has issued a fine of £1,050,000 to a member firm over bullying and misconduct. It is the largest ever imposed by Lloyd's independent disciplinary committee and its first for non-financial misconduct.
FCA Publishes Whistleblowing Data for Q4 2021
The FCA has published its quarterly whistleblowing data for Q4 2021. Whistleblowing information provides an insight into what’s happening in FCA-regulated markets and the information provided by whistleblowers allows the FCA to consider potential risks to consumers.
FCA Fines Barclays £783,800 for Oversight Failings
The FCA has fined Barclays Bank Plc £783,800 for oversight failings regarding its relationship with the collapsed payments firm Premier FX.
New Addition to FCA Q&As Document on General Insurance Pricing Practices Rules
The FCA has recently made a further update to its ‘questions and answers’ document on the General Insurance Pricing Practices published rules.
BIBA Amplifies the Diversity and Inclusion Agenda
BIBA has recently published its 2022 manifesto in which it supports a drive for greater diversity and inclusion in the financial services sector.
Winning the War for Talent
Businesses are having to work harder and often pay more to attract the talented people they need. This has been referred to as the war for talent. Katherine Watkins explores how best to approach this and ensure your business doesn’t lose out.
FCA Publishes Policy Statement on New Structure for Authorisation Application Fees
The FCA has published a Policy Statement on a new structure to authorisation application fees which will come into effect from 24 January 2022.
Encouraging Diversity and Inclusion within Firms
Diversity and inclusion continues to be a key issue for regulators. Katherine Watkins explores the benefits of embracing diversity and inclusion in the workplace.