Insurance Brokers

Even though the FCA have extended the SM&CR deadline, it is clear that firms should use the extension to ensure they can meet all the required elements. Find out how RWA can help guide firms through this changing regulatory landscape.

RegData is the FCA’s new platform for the reporting of regulatory data, replacing Gabriel. What do firms need to do to be ready for the move? 

As the Covid-19 pandemic continues to test firms’ operational and financial resilience, Bruce Fayle and Grant Scott explore the need for an ‘iron clad’ approach to client money processes.

As the end of the Brexit transition period approaches, the FCA has published extensive guidance and resources on what firms need to do.

Kirk Ford explains the six customer outcomes that the FCA expects firms to meet to achieve the fair treatment of customers.

Most of us have had to adjust to virtual meetings during the Covid-19 pandemic but what extra steps and preparations should you take if you have an important meeting, such as one with the regulator?

If the worst happens and your business becomes unviable, what would you do to ensure an orderly departure from the market? Nathan Matthews explains the benefits of ‘wind-down planning’ to reduce the risk of harm to consumers and the market.

Firms have a responsibility to reasonably ensure staff are ‘fit and proper’ to carry out their roles. What should firms be doing to implement the FCA’s fitness and propriety requirements?

As Covid-19 continues to disrupt our economy and society, the FCA has reminded insurers and insurance intermediaries to review the value of their insurance products by 3 December 2020.

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