Insurance Brokers

The FCA has updated its webpages on Brexit.

Robin Wood discusses why insurance brokers have a duty to understand the Ivory Act 2018.

The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from October – December 2018.

The Single Financial Guidance Body (SFGB) has launched, bringing together the provision of debt advice, money guidance and pension guidance.

From January 2019, Aviva Development Zone users will notice some improvements to the monthly assessments. 

The FCA have banned a UK investment professional from acting as a non-executive director for ‘failing to act with integrity’ – so what are the duties of insurance intermediaries regarding conflicts of interest? 

The FCA has announced several proposed changes to the FOS which will impact upon all firms.

Did you know that there is a Complaints Commissioner set up to deal with complaints against the regulator?

The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from July - September 2018.

If you are an appointed person or are responsible for compliance within your firm, it is important that you scan through the review, to keep up to date with the latest FCA documentation.