Retirement involves a significant amount of future planning. This is even more crucial if you are a business owner and have employees to consider too. Peter Stokes looks at why retirement planning is so important and how it can be managed.
FCA Publishes Final Rules on Senior Managers and Certification Regime (SM&CR)
The FCA has published its final rules regarding the extension of SM&CR to FCA solo-regulated firms from 9th December 2019.
FCA Consulting on the Treatment of Vulnerable Customers
The FCA has launched a consultation on proposed guidance for firms regarding the consistent fair treatment of vulnerable customers.
Thinking Beyond Implementation
SM&CR comes into effect in a few months. The new regime should be treated not just as a list to be ticked off by 9 December 2019 but also as an opportunity to embed genuine cultural change throughout an organisation.
FCA’s Gabriel Platform to be Replaced
The FCA has announced plans to replace its data collection system, Gabriel, and improve the way regulatory data is collected from firms.
Preserving the Nation’s Insurance Heritage
Drawing on his experience in the heritage and museums sector, Dr Nathan Matthews looks at the potential of a proposed museum of insurance – including what it might look like and how it will benefit the industry.
FCA Publishes its Annual Report and Accounts 2018/19
The FCA has published its annual report and accounts, looking back on the key pieces of work undertaken throughout the period 2018/19.
Q2 2019 Summary of FCA Communication Documents
The team at RWA has compiled its quarterly review of the FCA’s communication documents, covering the period from April to June 2019. Take a look at our review to keep up to date with the latest FCA documentation.
Reflections on a Career in Financial Services
As he prepares to retire, RWA’s former Compliance Director, Terence Clark, reflects on his 43-year career in financial services and the changes he’s seen.