Terence Clark provides an overview of the FCA's latest consultation paper, CP18/03, which aims to give more small businesses access to the Financial Ombudsman Service (FOS).
SM&CR (CP17/40) - White Paper
Read RWA's SM&CR white paper, which provides a summary of the main elements of CP17/40.
Q4 2017 Summary of FCA Communication Documents
The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from October - December 2017.
If you are an appointed person or are responsible for compliance, it is important that you scan through the review, to keep up to date with the latest FCA documentation.
London Calling - A Report From RWA’s London Station
John Miller, head of RWA Solutions, outlines the main topics that are being discussed in the London Market.
The Senior Managers & Certification Regime (SMCR) - CP17/40
Terence Clark reflects on the publication of the second Consultation Paper on the proposed new regime.
RWA Chairman, Terence Clark, sets out some sample messages, which firms can use to help meet the FCA's Renewal Transparency expectations.
CMA Protected No Claims Bonus
RWA would like to remind all firms that transact private motor insurance, that the next annual compliance statement for the CMA is due on 1 February 2018.
Credit and Debit Card Charges - A Reminder...
From the 13th January 2018, you can no longer charge for the use of many types of credit or debit cards, following the implementation of the EU Payment Services Directive.