FCA Consultation on Regulatory Fees and Levies

The FCA is consulting on proposed policy changes to way it raises fees from 2020/21.

This consultation is relevant to all FCA fee-paying firms.

If you wish to respond to the consultation, which is open until the 13th January 2020, you can do so via the FCA’s online response form.

Reponses can also be emailed to cp19-30@fca.org.uk or posted to:

David Cheesman, Financial Conduct Authority, 12 Endeavour Square, London, E20 1JN for chapters 1-5 or;

Lucinda Puls, Financial Conduct Authority, 12 Endeavour Square, London, E20 1JN for chapter 6

About the author

Ash is Managing Director at RWA. He has over 15 years’ experience in the legal and compliance field and ten years in broker sales and leadership roles in national and global insurance firms.

He is highly skilled in the application of risk-based regulation, working closely with businesses at executive and board level to develop commercially viable, compliant systems and controls. Ash is adept in providing solutions-based interpretations of the FCA’s technical standards and facilitating the transfer of compliance skills and education needed for businesses to self-manage their own compliance and training needs.

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