Q2 2018 Summary of FCA Communication Documents

The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from April - June 2018.

If you are an appointed person or are responsible for compliance within your firm, it is important that you scan through the review, to keep up to date with the latest FCA documentation.

We have highlighted in red the documents which are relevant and provided links to the FCA website for further reading.

The link below will take you to the review document.

 

As always, if you have any questions, please contact a member of the RWA team.

Terence Clark
Compliance Director

About the author

Terence is the Compliance Director at RWA. He has over 35 years' experience in the Financial Services environment, covering general insurance, investments and mortgages. Before joining RWA, Terence worked for a large PLC insurance brokerage in Manchester, overseeing some 20 acquisitions. He was made a Director of RWA in 2011 and has worked with insurance broking firms of all sizes across the UK. He has a particular interest in Financial Crime and the protecting the insurance broker. Terence is also Executive Chairman of the Association of Professional Compliance Consultants (APCC), the professional body for the compliance consultancy sector.

Terence Clark

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