Q1 2017 Summary of FCA Communication Documents

Amazingly, we are already one quarter of the way through 2017. As such, it is time for the quarterly review of the Financial Conduct Authority's Communication Documents.


The link below will take you to the review document.




If you are an appointed person, or are responsible for compliance within your firm, it is important that you scan through the summary of FCA documentation. We have highlighted in red the documents which are relevant, and provided links to the FCA web site.
As always, if you have any questions, please contact a member of the RWA team.


Terence Clark
Chairman

About the author

Terence is the Compliance Director at RWA. He has over 35 years' experience in the Financial Services environment, covering general insurance, investments and mortgages. Before joining RWA, Terence worked for a large PLC insurance brokerage in Manchester, overseeing some 20 acquisitions. He was made a Director of RWA in 2011 and has worked with insurance broking firms of all sizes across the UK. He has a particular interest in Financial Crime and the protecting the insurance broker. Terence is also Executive Chairman of the Association of Professional Compliance Consultants (APCC), the professional body for the compliance consultancy sector.

Terence Clark

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