Terence Clark outlines two little-known changes regarding Authorisations and ARs under the Insurance Distribution Directive (IDD).
Q1 2018 Summary of FCA Communication Documents
The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from January - March 2018.
If you are an appointed person or are responsible for compliance, it is important that you scan through the review, to keep up to date with the latest FCA documentation.
The Duty Must Prevail
Robin Wood explores a potential regulatory conflict of interest, and the steps brokers should consider to protect their business and fulfil their duty to clients.
The National Cyber Security Centre (NCSC) Report
Terence Clark provides an overview of a recent National Cyber Security Centre (NCSC) report and its implications for brokers with regards to the procedures in place to protect clients and comply with the fifth Threshold Condition of a sustainable and viable business model.
Regulatory Job Specifications (Part 2)
In a previous article we looked at the basics – now let’s expand on what we mean by Knowledge, Understanding and Application.
YMCA Cardiff launches My Development Zone e-Learning initiative
YMCA Cardiff has launched an innovative new initiative to provide e-Learning to those enrolled in its Aspire workplace readiness programme.
An interview with RWA Business Manager, Peter Stokes
Business Manager, Peter Stokes, chats about his role within RWA and where he sees the future for our clients and us as a company.
Financial Services Compensation Scheme Supplementary Levy for 2017/18
RWA has been made aware that the FCA has begun invoicing most general insurance brokers with regards to a Financial Services Compensation Scheme (FSCS) supplementary levy.
Case study: Trade & Export Online delivers for JoJo Maman Bebe
Katie Owen, import/export coordinator for JoJo Maman Bebe, recently completed all 47 modules within the Trade & Export Online e-Learning platform. Read about her experiences and the impact the platform has had.