SM&CR

With little time remaining until the implementation of SM&CR on the 9th December, is your firm prepared?

Meetings are an everyday part of work and civic life – and the way in which they are conducted often reflects an organisation’s culture. Organisational culture is something that continues to be a focus of the FCA, particularly with SM&CR on the horizon.

In a world where people rarely stay in a job for life, how can organisations retain employees long-term? Lisa Powell looks at how an organisation’s culture can affect its employees’ desire to stay.

With SM&CR on the horizon, Robin Wood explores what the new regime means for standards of professional conduct within the industry.

CPD is a regulatory requirement for staff at all levels in the insurance distribution chain and meaningful learning and development can have huge benefits for teams and individuals. Jessica Capper takes a look at what you can do to ensure your team is making the most of the CPD they are undertaking.

Three years since SM&CR was implemented in the banking sector, the FCA has conducted a review into how effectively the regime has been embedded. What can we learn from this?

RWA is hosting a SM&CR workshop on 12th September 2019 at the Chateau Impney Hotel, Droitwich, Worcestershire.

RWA is delighted to be working with John King, who left the FCA in April after 16 years in front line supervision. John brings wide-ranging and pragmatic regulatory knowledge to provide high-level compliance support.

The FCA has published its final rules regarding the extension of SM&CR to FCA solo-regulated firms from 9th December 2019.

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