Insurance Compliance

Many firms have the permission to ‘hold and control’ client money, but the question is, do they need both hold and control?

Steve Walton reflects on his experience of both engaging an external consultancy and working within a consultancy role.

‘Risk culture’ has received a lot of attention following the financial crisis. RWA's Compliance & T&C Manager, Kirk Ford, provides an overview of risk and how each firm should approach their risk culture.

Is dealing with Ancillary Insurance Intermediaries (AIIs) causing confusion?

What do we tell the FCA if our business goes through a rebrand?

Despite the Brexit doom and gloom, we continue to see mergers and acquisitions activity in the general insurance broking arena. 

The office party should be a time for staff to relax after a year’s hard work, to celebrate shared achievements, and to bond as a team. However, alcohol, festivity and the blurring of professional boundaries can be a dangerous combination.

The IDD brings a change in the language used when setting out the scope of your service...

GDPR's accountability principle is a lot like a maths exam - you need to show your ‘workings out’.

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