Insurance Compliance

Terence Clark outlines the UK regulatory landscape in relation to IARs, from 1st October 2018.

Competency is an industry buzzword used whenever compliance issues are raised. But what is it and how can it be assessed? Kate Foreman explains.

Ash Patel, technical director at RWA, provides a brief overview of the IDD.

The route from the underwriter to the insured is paved with opportunities for misunderstanding. Robin Wood outlines ways to ensure communication is clear.

The FCA has now published its Policy Statements on the implementation of the SMCR, which will, for insurance brokers, be effective from 9 December 2019.

The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from April - June 2018.

If you are an appointed person or are responsible for compliance within your firm, it is important that you scan through the review, to keep up to date with the latest FCA documentation.

Here are a couple of tips, which each broker may wish to consider...

The FCA has announced that it will be continuing with the Live & Local events around the UK. 

The timeline for the FCA's move has been confirmed.

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