Solutions

Kate Foreman and Robin Wood of RWA, review the 5 golden rules of HR in a regulated environment.

Does your firm have a Business Continuity Plan in place, that adequately addresses ICT issues? If so, when was the last time that it was tested?

In this modern digital age, everybody seems to have access to information about everybody else, so it pays to ensure that what is in the public domain about you is accurate and current, so be vigilant because if you see something and it worries you, it will also worry the Regulator.

In light of the recent ransomware cyber attacks, Terence Clark provides an overview of the key topics each firm must consider in order to get to grips with their cyber risks.

‘It’ll never happen to me; I’ve got nothing of interest that they would want…’

We are pleased to announce that RWA's Our Meeting Recorder iPhone app has had an upgrade and a bit of a facelift. The latest development now allows insurance brokers to take a photograph of their client visit and attach it to the email as further evidence for future use.

Most, if not all broker principals wish their business was larger, growing more quickly, or making more money, but all too few are aware of the support available to them to realise these wishes...

Giving employees the freedom to forge their own professional relationships, not only empowers them but, when done correctly, reflects positively upon the business as a whole.

Within the closely regulated insurance industry, our day-to-day activities are defined by rules set out by the FCA.
It will not have escaped your notice that as well as setting out the rules by which we must abide, the [FCA] handbook is littered with guidance too.
So what should we follow? Rules or guidance...

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