Regulation

Is dealing with Ancillary Insurance Intermediaries (AIIs) causing confusion?

What do we tell the FCA if our business goes through a rebrand?

Despite the Brexit doom and gloom, we continue to see mergers and acquisitions activity in the general insurance broking arena. 

Training should not be a ‘one size fits all’ process. Each firm will have areas of competence and areas for development, and each member of staff will respond to different learning styles.

Developing a robust training plan, which considers the needs of both the firm and the individual, is a key step in meeting T&C needs.

Bruce Fayle highlights why those in Controlled Functions must fully appreciate the potential ramifications of their role.

Robin Wood details his concerns about complacency in relation to the FCA Consultation Paper on the Senior Managers and Certification Regime (SM&CR).

The team at RWA has compiled its quarterly review of the Financial Conduct Authority's communication documents, covering the period from April - June 2017.
If you are an appointed person, or are responsible for compliance within your firm, it is important that you scan through the review, to keep up to date with the latest FCA documentation.

The new General Data Protection Regulation (GDPR) comes into force on 25 May 2018, replacing the Data Protection Act (DPA) 1998.

As GDPR will have a significant impact, RWA has prepared a briefing document, which summarises what we know so far and outlines its applicability to the insurance sector.

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