Insurance Brokers

Terence Clark outlines the options each firm must offer when providing documents to customers.

The FCA has announced the 2018 programme of Live & Local events...

Client money will always be a hot topic and high on the FCA watchlist, so we urge all firms to review and challenge its processes continually.

RWA Regional Business Manager, Peter Stokes, explores the topic of client money account audits.

The Regulator does not want firms to have permissions that they do not need...

In preparation for the Insurance Distribution Directive (IDD), the FCA has listed eight critical criteria with regards to your T&C obligations. Stuart Rolls, head of RWA e-Learning, outlines how the Aviva Development Zone can support you in meeting these commitments.

Following the publication of the FCA’s Policy Statement setting out their near final rules for the implementation of the Insurance Distribution Directive (IDD), it has now become clear that the disclosure regime is being extended to all clients not just commercial.

Is your renewal process transparent? Terence Clark urges all firms to review their consumer renewal processes to ensure that they meet the FCA expectations.

The FCA has issued an alert for all principals who have Appointed Representatives or Introducer Appointed Representatives (‘ARs’) regardless of sector.

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