Insurance Brokers

The FCA has issued a Final Notice for Bluefin Insurance Services Limited, imposing a penalty of £4,023,800...

Failure to meet any of the five Threshold Conditions will mean that you are in breach of FCA rules - do you fully understand the requirements?

As the year-end approaches, we have dusted off the crystal ball, stirred the tea leaves and rubbed the lucky rabbit's foot to try and see what is in store for insurance brokers in 2018.

Many firms have the permission to ‘hold and control’ client money, but the question is, do they need both hold and control?

Steve Walton reflects on his experience of both engaging an external consultancy and working within a consultancy role.

‘Risk culture’ has received a lot of attention following the financial crisis. RWA's Compliance & T&C Manager, Kirk Ford, provides an overview of risk and how each firm should approach their risk culture.

Is dealing with Ancillary Insurance Intermediaries (AIIs) causing confusion?

What do we tell the FCA if our business goes through a rebrand?

Despite the Brexit doom and gloom, we continue to see mergers and acquisitions activity in the general insurance broking arena. 

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