Insurance Brokers

RWA Chairman, Terence Clark, sets out some sample messages, which firms can use to help meet the FCA's Renewal Transparency expectations.

RWA would like to remind all firms that transact private motor insurance, that the next annual compliance statement for the CMA is due on 1 February 2018.

From the 13th January 2018, you can no longer charge for the use of many types of credit or debit cards, following the implementation of the EU Payment Services Directive.

Do you really know what is going on in your business in a way that helps improve performance and also meets the Regulator’s expectations?

 

Bruce Fayle explores the FCA controlled function rules and the implications of seeking approval retrospectively.

What is a ‘span of control’? This is a question that every firm should be able to answer, but in my experience, few effectively can.

The FCA has issued a short consultation of their views around the Duties of Responsibility for FCA regulated firms arising out of the proposed regime (CP17/42).

 RWA Chairman, Terence Clark, provides an overview of the Policy Statement PS17/27, which was recently issued by the FCA.

The FCA wants to ensure that your firm and its business model is fit enough to face future challenges and be around in years to come to service and advise your clients...

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