Insurance Brokers

Retirement involves a significant amount of future planning. This is even more crucial if you are a business owner and have employees to consider too. Peter Stokes looks at why retirement planning is so important and how it can be managed.

The FCA has published its final rules regarding the extension of SM&CR to FCA solo-regulated firms from 9th December 2019.

The FCA has launched a consultation on proposed guidance for firms regarding the consistent fair treatment of vulnerable customers.

SM&CR comes into effect in a few months. The new regime should be treated not just as a list to be ticked off by 9 December 2019 but also as an opportunity to embed genuine cultural change throughout an organisation.

The FCA has announced plans to replace its data collection system, Gabriel, and improve the way regulatory data is collected from firms.

Drawing on his experience in the heritage and museums sector, Dr Nathan Matthews looks at the potential of a proposed museum of insurance – including what it might look like and how it will benefit the industry.

The FCA has published its annual report and accounts, looking back on the key pieces of work undertaken throughout the period 2018/19.

The team at RWA has compiled its quarterly review of the FCA’s communication documents, covering the period from April to June 2019. Take a look at our review to keep up to date with the latest FCA documentation.

As he prepares to retire, RWA’s former Compliance Director, Terence Clark, reflects on his 43-year career in financial services and the changes he’s seen.

Get RWA Insight In Your Inbox

Regular business news and commentary delivered direct to your inbox each week. Sign up here